Because the regulatory panorama shifts in 2025, monetary advisors should be ready for the challenges and alternatives forward. This dwell webinar will discover key compliance tendencies, regulatory updates, and actionable methods to assist corporations keep forward. Subjects will embody SEC developments and their potential affect on advisory companies.
Key Takeaways:
- Perceive a very powerful regulatory adjustments coming in 2025.
- Learn to alter compliance methods to align with new necessities.
- Acquire insights into how new SEC updates could affect enterprise operations.
- Uncover greatest practices for sustaining compliance and safety all year long.
Sponsored by
0010-U-25003
CFP, CIMA®, CPWA®, CIMC®, RMA®, and AEP® CE Credit can be found.
Mark Audrain
Chief Compliance Officer
Orion
Ian Meiksins
President and co-founder
Key Bridge Compliance
David Armstrong, Host
Govt Director, Content material, WealthManagement.com
Informa Join